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LPL Financial Holdings Inc. (LPLA)

Market Closed

Sector: Financial Services · Industry: Security & Commodity Brokers, Dealers, Exchanges & Services

AnalystsStrong Buy23 analysts
Mkt Cap 23.84BP/E 27.0Div Yield 0.40%ROE 15.8%52wk $265.86–$393.25
Profilev49g90p43h50q36

What's happening with LPLA

LPL Financial (LPLA) Drops 7.5%. Is the Stock a Bargain After the Drop? — Yahoo, 5h agoLast big move: -7.1% on 2026-09-22

Price History

5-Year Weekly Candlestick Chart

Profile

Valuation — 49/100 (Weak) P/E vs own history: 53th pct → 12/25 FCF yield: -4.5% → 0/25 P/S: 1.3x → 25/25 EV/EBIT: 24.7x → 12/25Valuation49Growth — 90/100 (Strong) Revenue CAGR: 21.8% → 25/25 Net income CAGR: 17.0% → 20/25 EPS CAGR 5Y: 18.0% → 20/25 Fwd implied growth: 147.9% → 25/25Growth90Profitability — 43/100 (Weak) ROIC: 8.1% → 12/25 ROE: 15.8% → 20/25 Net margin: 4.9% → 6/25 Operating margin: 6.7% → 5/25Profitability43Financial Health — 50/100 (Moderate) Altman Z: 1.92 → 10/25 Current ratio: 2.30 → 25/25 Interest coverage: 4.8x → 10/25 Net cash / debt: D/A 33% → 5/25Health50Quality — 36/100 (Weak) Piotroski F: 2/9 → 5/25 Beneish M: -1.46 → 6/25 FCF conversion: -120% → 0/25 Margin stability: σ 2.8% → 25/25Quality36

Strong growth; earnings quality, profitability and valuation lag behind.

How is each axis scored?
  • Valuation49/100 · Weak
    • P/E vs own history (53th pct)12/25
    • FCF yield (-4.5%)0/25
    • P/S (1.3x)25/25
    • EV/EBIT (24.7x)12/25
  • Growth90/100 · Strong
    • Revenue CAGR (21.8%)25/25
    • Net income CAGR (17.0%)20/25
    • EPS CAGR 5Y (18.0%)20/25
    • Fwd implied growth (147.9%)25/25
  • Profitability43/100 · Weak
    • ROIC (8.1%)12/25
    • ROE (15.8%)20/25
    • Net margin (4.9%)6/25
    • Operating margin (6.7%)5/25
  • Financial Health50/100 · Moderate
    • Altman Z (1.92)10/25
    • Current ratio (2.30)25/25
    • Interest coverage (4.8x)10/25
    • Net cash / debt (D/A 33%)5/25
  • Quality36/100 · Weak
    • Piotroski F (2/9)5/25
    • Beneish M (-1.46)6/25
    • FCF conversion (-120%)0/25
    • Margin stability (σ 2.8%)25/25

About LPL Financial Holdings Inc.

LPL Financial is the largest US independent broker/dealer, with more than 32,000 financial advisors, roughly 11 million customer accounts, and roughly $2. Show more

4 trillion in client assets under management or advisory affiliated with its platform at the end of 2025. The firm earns the bulk of its profit from interest income earned on client cash balances and from advisory fees, commissions, and asset-based fees. LPL specializes in providing turnkey wealth management services for affiliated independent advisors, but maintains a diverse array of affiliation modalities, running the gamut from more traditional employee models to a pure RIA custody approach. It earns tuck-in revenue from recordkeeping fees and the provision of software tools and services to its advisor base.

Headquarters: SAN DIEGO, CA · Employees: 10,081 · Website ↗

Insider Transactions

Recent SEC Form 4 filings

  • Sell
    Open market sale · filed 2026-09-14
    -440 sh
    2026-09-11
  • Sell
    Tax withholding · filed 2026-09-08
    -106 sh
    2026-09-05
  • Buy
    Grant / award · filed 2026-09-01
    +4 sh
    2026-08-28
  • Buy
    Grant / award · filed 2026-09-01
    +7 sh
    2026-08-28
  • Buy
    Grant / award · filed 2026-09-01
    +2 sh
    2026-08-28

+3 more recent filings

Key Metrics

Financial snapshot — pillar inputs plus per-share and market context

Valuation

49D+
P/E (TTM)27.0xC

Grade C: ExpensivePrice / TTM EPS (own statements) — vs own 5Y history: 13.8x–38.4x · 53rd pct

P/FCF25.3xB

Grade B: FairPrice / Free Cash Flow per share (Finnhub). Inverse of FCF yield — negative when FCF is negative

FCF Yield-4.5%D

Grade D: NegativeTTM FCF / Market Cap — vs own 5Y history: -8.6%–13.2% · 13th pct

P/S (TTM)1.31xA

Grade A: CheapPrice / TTM Revenue (own statements) — vs own 5Y history: 1.2x–2.6x · 3rd pct

EV/EBIT24.7xC

Grade C: ExpensiveEnterprise value / TTM EBIT (D&A not in our data) — capital-structure neutral — vs own 5Y history: 12.0x–34.1x · 60th pct

EV/Sales1.5xA

Grade A: CheapEnterprise Value / TTM Revenue (Finnhub) — capital-structure neutral sales multiple

Forward P/E10.9xA

Grade A: CheapPrice / next-year EPS estimate — shows whether the TTM multiple is rich or just front-loading growth

P/B Ratio4.19xC

Grade C: ExpensivePrice to Book Value. Neg. equity = heavy buybacks

PEG Ratio1.15B

Grade B: FairFinnhub PEG — their P/E basis ÷ expected EPS growth. Suppressed when their P/E diverges >2× from our TTM P/E (different basis)

Dividend Yield0.40%A

Grade A: PaysTTM dividend yield (Finnhub) — annual dividends / price. None = no dividend; very high yield can signal distress

Payout Ratio10.9%A

Grade A: SafeDividends / Net Income (Finnhub) — share of earnings paid out; >90% or negative = unsustainable

P/E vs own 5Y historyIn range · 53rd pct

Profitability

43D+
ROIC8.1%C

Grade C: AverageNOPAT (EBIT less ~21% tax) / invested capital (equity + debt − cash). Flagship quality metric — durable >15% signals a moat

ROE15.8%C

Grade C: AverageReturn on Equity. Neg. equity = heavy buybacks

ROA5.4%C

Grade C: AverageReturn on Assets (Finnhub) — Net Income / Total Assets; how efficiently assets produce profit

Net Margin4.9%D

Grade D: LowNet Income / Revenue

Operating Margin6.7%D

Grade D: LowTTM EBIT / TTM Revenue

Gross Margin6.7%D

Grade D: LowGross Profit / Revenue

FCF Margin-5.9%D

Grade D: LowFCF / Revenue

True FCF Margin-6.4%D

Grade D: LowTTM (OCF − CapEx − SBC) / TTM Revenue — SBC treated as a real cost

Financial Health

50C
Altman Z-Score1.92C

Grade C: Gray zoneBankruptcy risk. >3 Safe, <1.8 Distress

Current Ratio2.30xA

Grade A: HighCurrent Assets/Liabilities

Quick Ratio2.23xA

Grade A: High(Current Assets − Inventory) / Current Liabilities (Finnhub) — stricter liquidity test, excludes inventory

Interest Coverage4.8xC

Grade C: OkEBIT/Interest. >10 Strong

Debt Repayment—

Years to repay net debt via FCF

Net Debt/EBIT5.1xD

Grade D: HighLeverage. <2x Low, >4x High

Debt/Equity1.26xC

Grade C: MedDebt / Equity: <1 Conservative, >2 Risky. Not meaningful with non-positive equity; shown as unavailable rather than low debt.

Cash / Debt0.14xD

Grade D: ThinCash covers how much of total debt. >1 = could repay all debt from cash

Growth

90A+
Revenue CAGR21.8%A

Grade A: HighCompound annual revenue growth (up to 5Y depending on data availability)

Net Income CAGR17.0%A

Grade A: HighCompound annual net income growth (up to 5Y depending on data availability)

EPS CAGR (5Y)18.0%A

Grade A: HighCompound annual EPS growth over up to 5Y of per-share earnings (own statements). Null when either endpoint EPS ≤ 0

Implied EPS Growth147.9%A

Grade A: HighImplied 1Y EPS growth from forward P/E vs our TTM EPS. Sparse — only where forward estimates exist

Dilution (5Y)-1.4%B

Grade B: FlatShare count change over 5Y

SBC / Net Income9.2%A

Grade A: LowStock-based comp/Net income. >30% = dilution risk

SBC / Revenue0.5%A

Grade A: LowTTM stock-based comp / TTM Revenue

Quality

36D
Piotroski F-Score2/9D

Grade D: WeakFinancial strength 0–9. >7 Strong

Beneish M-Score-1.46D

Grade D: RiskyEarnings manipulation risk. < -2.22 Safe

FCF Conversion-119.6%D

Grade D: PoorFCF / Net Income

Margin Stability2.8%A

Grade A: StableEBIT margin std deviation. Lower = stable

Capex / Revenue3.4%A

Grade A: Asset-lightTTM CapEx / TTM Revenue — high % = capital-hungry business

Asset Turnover0.92xC

Grade C: AverageRevenue / Total Assets (Finnhub) — how efficiently the asset base generates sales

More metrics — Per Share, Balance Sheet, Market

Per Share

EPS (TTM)$11.20

Own TTM net income / shares — same earnings basis as P/E

Cash / Share$35.34

Cash & short-term investments per share (Finnhub)

Book Value / Share$66.76

Shareholders' equity per share (Finnhub). Negative = accumulated losses / heavy buybacks

Balance Sheet

Total Debt$7.18B

Total debt obligations (short + long term)

Cash & Equiv.$1.02B

Cash and short-term investments

Net Debt$6.16B

Total Debt minus Cash. Negative = Net Cash position

Total Equity$5.69B

Shareholders' equity (book value)

Asset / Liability1.43xC

Grade C: AdequateTotal Assets / Total Liabilities

Market

Market Cap$23.84B

Current Market Capitalization

Beta0.55B

Grade B: DefensivePrice sensitivity vs the market (Finnhub) — 1.0 moves with market, >1.2 amplifies swings

Takeaway

Company has negative FCF, making debt repayment from operations difficult. · Current P/E of 27.0x sits at the 53rd percentile of its historical range.

How grades work: each metric is graded A–D against fixed thresholds (tap a row for the meaning). Card grades map the pillar score to A+–E — a card grade is that pillar's own score, not an average of the rows shown.

Financials as of Mar 2026 · Ratio snapshot Sep 25, 2026

Key Insights: LPL Financial Holdings Inc. (LPLA)

LPL Financial Holdings Inc. meets only 2 of 9 Piotroski F-Score criteria — a sign of weak underlying fundamentals. Altman Z-Score of 1.92 falls in the grey zone (1.81–2.99) — financial distress is unlikely but not ruled out. Beneish M-Score of -1.46 is above the −1.78 flag threshold, a signal that reported earnings warrant closer scrutiny.

  • Revenue has compounded at roughly 22% annually, with net income growing about 17% per year — a strong growth profile.
  • Free-cash-flow margin is negative (-6%) — the business currently burns cash.
  • Company has negative FCF, making debt repayment from operations difficult.

See how LPLA ranks on the Capex Tracker — top 50 capital spenders compared.

Recent Market Moves

See all LPLA moves →
DateSessionPriceMoveZ-Score
Sep 22Regular308.75-7.08%-4.52
Sep 22After-hours308.07-7.28%-4.66

Frequently Asked Questions about LPLA

Is LPLA stock a buy right now?

PreMarketPrice's quantitative model rates LPL Financial Holdings Inc.'s financial health at 50/100. This is a data-driven snapshot of fundamentals, not investment advice.

Is LPLA stock overvalued?

LPL Financial Holdings Inc. trades at a trailing P/E of 27.0 and our valuation score rates it 49/100 (higher = cheaper vs. its own history). See the Valuation History and Key Metrics sections for forward P/E, EV/EBITDA and PEG context.

When does LPL Financial Holdings Inc. report earnings?

No confirmed earnings date is currently scheduled for LPLA. The Earnings section lists recent reports and updates as dates are announced.

What sector does LPL Financial Holdings Inc. operate in?

LPL Financial Holdings Inc. operates in the Financial Services sector, within the Security & Commodity Brokers, Dealers, Exchanges & Services industry. The Related Stocks section lists sector peers for comparison.

What does LPL Financial Holdings Inc. do?

LPL Financial is the largest US independent broker/dealer, with more than 32,000 financial advisors, roughly 11 million customer accounts, and roughly $2.

About LPL Financial Holdings Inc. (LPLA) Stock

LPL Financial Holdings Inc. (LPLA) is a US-listed stock operating in the Financial Services sector, specifically the Security & Commodity Brokers, Dealers, Exchanges & Services industry. Real-time pricing data for LPL Financial Holdings Inc. is available on this page with a market capitalization of $23.8 billion. The financial health score for LPLA is 50/100, which indicates moderate financial strength based on profitability, leverage, liquidity, and growth metrics. This page provides real-time pre-market pricing, earnings calendar, financial health analysis, and valuation metrics for LPLA stock.

LPLA Stock Analysis & Key Metrics

On PreMarketPrice, you can track LPL Financial Holdings Inc. (LPLA) across multiple dimensions:

Is LPLA a Good Stock to Buy?

This page provides data-driven analysis to help you evaluate LPL Financial Holdings Inc. (LPLA) as an investment. The financial health score of 50/100 suggests moderate financial fundamentals. Valuation metrics show whether the stock is trading above or below its historical average.However, this is not financial advice — always do your own research before investing.

Data on this page is sourced from real-time market feeds, Polygon.io, and Finnhub.LPL Financial Holdings Inc. (LPLA) trades on NYSE. Pre-market trading occurs 4:00 AM – 9:30 AM ET. Regular market hours are 9:30 AM – 4:00 PM ET.